Unclaimed
Ashley MacLean is a financial professional with over 12 years of experience in the financial services industry. Ashley is currently registered with Icapital Markets LLC in New York, NY. Ashley has previously worked at Simon Markets LLC, Credit Suisse Securities (USA) LLC, and J.P. Morgan Securities LLC. Ashley holds Series 7, 24, 57TO, 99TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/12/2023 - Present
Icapital Markets LLC (NEW YORK NY)
NY
09/21/2023 - 12/04/2023
SIMON MARKETS LLC (NEW YORK NY)
NY
11/28/2017 - 09/15/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
08/23/2011 - 11/16/2017
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
BC
Issued 08/24/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/03/2022
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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