Unclaimed
Ashley Chen is a financial professional registered with Prudential Investment Management Services LLC. Ashley has been in the financial industry since 2012 and has a Series 7, Series 7TO and SIE licenses. Ashley is currently registered with Prudential Investment Management Services LLC in Newark, NJ. Previously, Ashley was registered with CITIGROUP GLOBAL MARKETS INC. in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
01/06/2023 - Present
Prudential Investment Management Services LLC (NEWARK NJ)
NY
03/26/2012 - 03/14/2013
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 01/06/2023
Series 7TO - General Securities Representative Examination
BC
Issued 09/03/2022
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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