Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ashley? Claim Your ProfileAshley Daggs is a financial advisor in San Francisco, CA. Ashley has over 20 years of experience in the financial services industry. Ashley is registered with Parallel Advisors, LLC. Ashley has previously worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wells Fargo Clearing Services, LLC, and Wells Fargo Investments, LLC. Ashley holds the Series 6, 7, 9, 10, 63, and 66 licenses. Ashley is also a Certified Financial Planner (CFP).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
01/22/2024 - Present
Parallel Advisors, LLC (SAN FRANCISCO CA)
CA
04/10/2017 - 08/07/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)
CA
01/03/2011 - 04/12/2017
WELLS FARGO CLEARING SERVICES, LLC (SAN FRANCISCO CA)
CA
11/16/2007 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
03/29/2000 - 10/29/2007
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
CA
10/06/1997 - 03/07/2000
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
BOTH
Issued 11/09/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/03/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/19/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/19/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/1998
Series 7 - General Securities Representative Examination
BC
Issued 10/03/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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