Unclaimed
Ashley Cardinal is a financial advisor who has been working in the industry since 2015. Ashley is currently registered with Fidelity Distributors Co. LLC. Previously, Ashley worked with FIDELITY BROKERAGE SERVICES LLC and PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP. Ashley is licensed to sell securities in all 52 states. Ashley holds the Series 7, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
01/20/2022 - Present
Fidelity Distributors Co. LLC (BOSTON MA)
MA
06/18/2020 - 01/27/2022
FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)
MA
05/14/2014 - 01/14/2019
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (Boston MA)
BC
Issued 06/25/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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