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Ashley Cardinal

Fidelity Distributors Co. LLC

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About Ashley Cardinal

Ashley Cardinal is a financial advisor who has been working in the industry since 2015. Ashley is currently registered with Fidelity Distributors Co. LLC. Previously, Ashley worked with FIDELITY BROKERAGE SERVICES LLC and PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP. Ashley is licensed to sell securities in all 52 states. Ashley holds the Series 7, Series 63, and SIE licenses.

Firm Information

Ashley Cardinal is currently registered with Fidelity Distributors Co. LLC. Fidelity Distributors Co. LLC is a Limited Liability Company formed in January 2020. The firm is registered in all 50 states and the District of Columbia. It has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ashley Cardinal’s Registration & Firm History

MA

01/20/2022 - Present

Fidelity Distributors Co. LLC (BOSTON MA)

MA

06/18/2020 - 01/27/2022

FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)

MA

05/14/2014 - 01/14/2019

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (Boston MA)

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Licenses & Designations

BC

Issued 06/25/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/13/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ashley Cardinal.
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