Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ashley? Claim Your ProfileAshley Gardner is a financial advisor who has been in the industry since March 12, 2000. Ashley is registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Ashley has a Series 63 and 65 license to work in the United States. Ashley also has a Series 4 and 24 principal license. Ashley has a Series 7 and SIE license, as well. Prior to working with Merrill Lynch, Ashley worked with UVEST FINANCIAL SERVICES GROUP, INC. and E*TRADE SECURITIES LLC. Ashley's office is located in Atlanta, Georgia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
06/04/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ATLANTA GA)
NC
05/06/2004 - 05/05/2006
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
NJ
02/04/2000 - 05/17/2004
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
IA
Issued 11/27/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/07/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/24/2001
Series 4 - Registered Options Principal Examination
BC
Issued 01/29/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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