Unclaimed
Ashley Assanuvat Sullivan is a financial advisor at Fifth Third Securities, Inc. Ashley is registered with the state of Ohio as an Investment Advisor Representative and a Registered Representative. Ashley is also registered with the state of California, Colorado, Florida, Georgia, Illinois, Kentucky, Massachusetts, Michigan, New Jersey, North Carolina, Ohio, Oregon, Tennessee, Texas, and Wisconsin. Ashley has been in the financial industry since February 28, 2013 and has held previous roles at Fifth Third Securities, Inc. and Fifth Third Bank. Ashley specializes in providing financial planning, portfolio management, and other advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
OH
01/20/2016 - Present
Fifth Third Securities, Inc. (LOVELAND OH)
KY
07/05/2010 - 05/24/2013
FIFTH THIRD SECURITIES, INC. (HEBRON KY)
BC
Issued 2/13/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/22/2016
Series 7 - General Securities Representative Examination
BC
Issued 7/2/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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