Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ashley? Claim Your ProfileAshley Palermo is a financial advisor with Stephens in Little Rock, Arkansas. Ashley has been a registered representative in the securities industry since 1988 and has held numerous licenses and certifications. Ashley has worked for several firms over the years including PaineWebber Incorporated, J.C. Bradford & Co., Legg Mason Wood Walker, Incorporated and Howard, Weil, Labouisse, Friedrichs Inc.. Ashley is currently registered with FINRA and holds Series 7, 8, 9, 10, 63 and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
AR
04/16/2014 - Present
Stephens (LITTLE ROCK AR)
NJ
08/14/2000 - 10/02/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
07/31/1989 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
MD
10/17/1988 - 08/05/1989
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NA
09/20/1988 - 10/17/1988
HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC.
IA
Issued 01/03/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/03/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/12/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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