Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ashley? Claim Your ProfileAshley Ann szabo Johnson is a registered representative associated with Houlihan Lokey Capital, Inc., in the New York, NY branch office. Ashley Ann szabo Johnson has been in the financial services industry since 2020. She has passed the Series 63, Series 7TO, Series 79TO, and SIE exams. Ashley Ann szabo Johnson holds a registration with FINRA and is registered in the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/22/2023 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
NY
08/17/2020 - 07/25/2023
TRUIST SECURITIES, INC. (New York NY)
BC
Issued 09/26/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/09/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/15/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/08/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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