Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ashley? Claim Your ProfileAshley Banks is a financial advisor at Raymond James Financial Services Advisors, Inc. based in Gainesville, FL. Ashley has been a financial advisor for over 29 years and has extensive experience in providing investment advisory and financial planning services. Ashley holds multiple licenses and certifications, including the Series 63, 65, 7 and 31 licenses, as well as the Certified Financial Planner designation. Ashley is also a Certified Divorce Financial Analyst. Ashley has experience working with a variety of clients, including individuals, families, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
10/04/2021 - Present
Raymond James Financial Services Advisors, Inc. (GAINESVILLE FL)
FL
06/01/2009 - 02/09/2017
MORGAN STANLEY (GAINESVILLE FL)
FL
11/14/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (GAINESVILLE FL)
FL
09/10/1992 - 11/17/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GAINESVILLE FL)
IA
Issued 04/04/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/28/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/14/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/07/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 09/08/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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