Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ashley? Claim Your ProfileAshley Thompson is a financial advisor registered with Raymond James & Associates, Inc. She is also registered with the state of Florida. Ashley has been in the financial services industry since 2012. She has a wide range of experience in the financial industry, including working for CITI PRIVATE ADVISORY, LLC, CITIGROUP GLOBAL MARKETS INC. and Raymond James Financial Services, Inc. Ashley has a strong commitment to providing her clients with personalized financial advice and guidance. She is dedicated to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
03/28/2018 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
FL
08/25/2017 - 04/19/2018
CITI PRIVATE ADVISORY, LLC (Tampa FL)
FL
07/05/2017 - 04/19/2018
CITIGROUP GLOBAL MARKETS INC. (Tampa FL)
FL
08/28/2015 - 06/27/2017
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
FL
05/18/2012 - 08/26/2015
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
BOTH
Issued 08/01/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/15/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/01/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/22/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2017
Series 31 - Futures Managed Funds Examination
BC
Issued 05/17/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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