Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ashley? Claim Your ProfileAshley A. Roe is a financial advisor with Fidelity Brokerage Services LLC. Ashley has been in the financial services industry since 2004. Ashley is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 6, 7TO, 26, and 63 licenses. Ashley's firm Fidelity Brokerage Services LLC has been in business since 2008. Ashley's office is located in Westlake, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
01/01/2008 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
TX
02/04/2004 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (WESTLAKE TX)
BC
Issued 02/09/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/08/2015
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 11/18/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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