Unclaimed
Ashleigh Baldwin Thompson is a Registered Representative and Investment Advisor Representative with Leigh Baldwin & CO., LLC. Ashleigh has been in the securities industry since December 2013. Ashleigh is registered with the state of New York, along with 14 other states and the FINRA. Ashleigh has passed the Series 6, Series 63, and SIE exams. Ashleigh has extensive experience providing investment advice to a variety of clients, including individuals, high-net-worth individuals, corporations and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees from other ria's
1
2
NY
12/10/2013 - Present
Leigh Baldwin & CO., LLC (CAZENOVIA NY)
BC
Issued 06/20/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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