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Ashleen Claire Gordon

Cetera Advisors LLC

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About Ashleen Claire Gordon

Ashleen Gordon is a financial professional with over 10 years of experience in the financial industry. Ashleen is currently registered with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Advisor Networks LLC, and Cetera Investment Services LLC. Ashleen holds the Series 99 and SIE licenses. Previously, Ashleen worked at First Allied Securities, Inc. Ashleen has a strong understanding of the financial markets and is committed to providing her clients with personalized financial advice.

Firm Information

Ashleen Gordon is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ashleen Gordon’s Registration & Firm History

CA

02/22/2022 - Present

Cetera Advisors LLC (SAN DIEGO CA)

CA

08/21/2012 - 09/08/2022

FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/20/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ashleen Claire Gordon.
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