Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ashlee? Claim Your ProfileAshlee Miller is a financial advisor at Raymond James & Associates, Inc. located in St. Petersburg, Florida. Ashlee has over 17 years of experience in the financial services industry. Ashlee is registered with FINRA as a general securities representative and is a licensed investment advisor in Florida. Ashlee has passed the Series 7, Series 9, Series 10, Series 24, and Series 66 exams. Ashlee has previously worked at SWS Financial Services, Inc., Hilltop Securities Inc., and Citi.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
07/10/2019 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
TX
04/19/2016 - 12/26/2017
HILLTOP SECURITIES INC. (DALLAS TX)
TX
06/16/2005 - 01/05/2015
SWS FINANCIAL SERVICES, INC. (DALLAS TX)
TX
02/05/2013 - 12/26/2014
SOUTHWEST SECURITIES, INC. (DALLAS TX)
IL
11/18/2003 - 06/01/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
MN
08/06/2003 - 09/19/2003
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/06/2003 - 09/19/2003
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 07/15/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/20/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/13/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/03/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 12/26/2017
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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