Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ashlee? Claim Your ProfileAshlee Harris is a registered representative with Wells Fargo Clearing Services, LLC. Ashlee is a financial professional with a broad range of experience in the financial services industry. Ashlee Harris has been a financial professional for over 8 years. Ashlee has passed the Series 63, Series 66, Series 7, Series 9, Series 10, Series 99 and SIE exams. Ashlee Harris is registered with the state of Ohio to provide investment advisory services and securities products. Prior to joining Wells Fargo Clearing Services, LLC, Ashlee was with Merrill Lynch, Pierce, Fenner & Smith Incorporated for 2 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
10/28/2016 - Present
Wells Fargo Clearing Services, LLC (AKRON OH)
FL
09/23/2014 - 10/28/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
BOTH
Issued 01/09/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/04/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/06/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/27/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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