Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ashita? Claim Your ProfileAshita Patel is a financial advisor with over 13 years of experience in the industry. Ashita currently works with Schwab Wealth Advisory, Inc., where she provides financial planning and portfolio management services to individuals and businesses. Ashita is registered with the Securities and Exchange Commission (SEC) and is a registered representative of FINRA. Ashita has passed the Series 63, Series 66, Series 7, Series 9, Series 10, and SIE exams. She has also held previous positions with TD Ameritrade, Inc., and Scottrade, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Swa program paid by wrap sponsor pursuant to cost plan formula.
1
2
NJ
01/04/2023 - Present
Schwab Wealth Advisory, Inc. (Jersey City NJ)
NJ
02/26/2018 - 08/09/2022
TD AMERITRADE, INC. (Red Bank NJ)
NJ
07/21/2009 - 02/26/2018
SCOTTRADE, INC. (ENGLISHTOWN NJ)
BOTH
Issued 02/21/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/12/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/14/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/24/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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