Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ashit? Claim Your ProfileAshit Desai is a registered representative with Bofa Securities, Inc. Ashit has been in the financial services industry since March 14, 2014 and has held previous positions at MUFG Securities Americas Inc., BTMU Securities, Inc., and Mitsubishi UFJ Securities (USA), Inc. Ashit holds the Series 63, Series 79 and SIE licenses. Ashit is registered in 51 states and the District of Columbia. Ashit is also a published author on financial topics.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
CA
08/20/2019 - Present
Bofa Securities, Inc. (NEWPORT BEACH CA)
NY
04/01/2017 - 07/17/2019
MUFG SECURITIES AMERICAS INC. (NEW YORK NY)
CA
05/10/2016 - 04/01/2017
BTMU SECURITIES, INC. (Los Angeles CA)
CA
03/14/2016 - 03/30/2016
MITSUBISHI UFJ SECURITIES (USA), INC. (LOS ANGELES CA)
CA
07/01/2014 - 03/14/2016
BTMU SECURITIES, INC. (Los Angeles CA)
CA
01/01/2014 - 06/30/2014
MUFG (LOS ANGELES CA)
BC
Issued 08/19/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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