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Ashit Johri

T3 Trading Group, LLC

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About Ashit Johri

Ashit Johri is a registered representative with T3 Trading Group, LLC. Ashit has been in the securities industry since 2005 and holds the Series 7, Series 57, and SIE licenses. Prior to joining T3 Trading Group, LLC, Ashit worked at EchoTrade LLC and Hold Brothers On-Line Investment Services L.L.C. Ashit is currently licensed to sell securities in New York.

Firm Information

Ashit Johri is currently registered with T3 Trading Group, LLC. T3 Trading Group, LLC is a Limited Liability Company formed in June 2010. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands, and is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ashit Johri’s Registration & Firm History

NY

03/30/2020 - Present

T3 Trading Group, LLC (NEW YORK NY)

NY

01/09/2017 - 01/23/2019

T3 TRADING GROUP, LLC (NEW YORK NY)

AZ

08/21/2012 - 06/17/2013

ECHOTRADE LLC (PHOENIX AZ)

AZ

10/18/2010 - 09/20/2011

ECHOTRADE LLC (PHOENIX AZ)

AZ

04/22/2009 - 06/08/2010

ECHOTRADE LLC (PHOENIX AZ)

NY

08/19/2008 - 03/27/2009

HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (NEW YORK NY)

NY

05/01/2006 - 08/22/2006

GENERIC TRADING OF PHILADELPHIA, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/09/2017

Series 57 - Securities Trader Exam

BC

Issued 01/25/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Ashit Johri. Review regulatory record here.
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