Unclaimed
Ashish Varshneya is a financial professional with over a decade of experience in the industry. Ashish is currently registered with Tripletree, LLC in New York, New York and is licensed to conduct business in Minnesota and New York. Ashish has previously held positions at Citigroup Global Markets Inc., Tripletree, LLC in Bloomington, Minnesota and Thinkequity LLC in New York, New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/11/2019 - Present
Tripletree, LLC (New York NY)
NY
03/24/2016 - 10/10/2019
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
MN
09/28/2012 - 04/05/2016
TRIPLETREE, LLC (BLOOMINGTON MN)
NY
04/06/2011 - 09/06/2012
THINKEQUITY LLC (NEW YORK NY)
BC
Issued 05/31/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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