Unclaimed
Ashish Kumar Lal is a securities professional with over 10 years of experience in the industry. Ashish is a registered representative with BDT & MSD Partners, LLC, where Ashish has been employed since August 2011. Ashish holds the Series 63, Series 7, Series 24, Series 79, and SIE licenses. Ashish is licensed in 51 states. Ashish is based in Chicago, Illinois and has a branch office located in Chicago, Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
08/19/2011 - Present
BDT & MSD Partners, LLC (CHICAGO IL)
BC
Issued 10/11/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/2016
Series 7 - General Securities Representative Examination
BC
Issued 08/17/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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