Unclaimed
Ashiqul Islam is an active Registered Representative and Investment Advisor Representative. Ashiqul Islam is licensed in 53 states and the District of Columbia for broker-dealer activities and 2 states for investment advisory activities. Ashiqul Islam has been in the securities industry since 2014 and is currently registered with Morgan Stanley. Ashiqul Islam has previously been registered with UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Ashiqul Islam holds the following licenses: Series 66, Series 7, and SIE. Ashiqul Islam is also a registered principal with Morgan Stanley.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
05/08/2020 - Present
Morgan Stanley (Ponte Vedra Beach FL)
FL
11/28/2017 - 05/19/2020
UBS FINANCIAL SERVICES INC. (PONTE VEDRA BEACH FL)
GA
10/20/2014 - 11/29/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ATLANTA GA)
BOTH
Issued 11/25/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Ashiqul Islam is the right advisor for you? Invested Better is here to help.