Unclaimed
Ashford Harrigan is a registered representative with Pershing LLC, licensed to provide financial advice in New Jersey. Ashford has been working in the financial industry since 2021 and is a licensed series 7, 63 and SIE representative. Prior to joining Pershing LLC, Ashford Harrigan worked at MORGAN STANLEY & CO. LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
01/19/2024 - Present
Pershing LLC (JERSEY CITY NJ)
NY
04/28/2021 - 09/21/2023
MORGAN STANLEY & CO. LLC (New York NY)
BC
Issued 05/12/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/28/2021
Series 7TO - General Securities Representative Examination
BC
Issued 03/15/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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