Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Asher? Claim Your ProfileAsher Ali Safvi is a financial professional registered in California and North Carolina. Asher has experience in the financial industry since 2013 and is currently associated with Intrepid Investment Bankers LLC. Prior to joining Intrepid, Asher has worked at several firms including Lazard Freres & Co. LLC, Lazard Middle Market LLC, Wells Fargo Securities, LLC, and BMO Capital Markets Corp. Asher holds FINRA Series 79 and SIE licenses, as well as a North Carolina Uniform Securities Agent license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
07/31/2023 - Present
Intrepid Investment Bankers LLC (Charlotte NC)
NC
03/31/2022 - 06/02/2023
LAZARD FRERES & CO. LLC (CHARLOTTE NC)
NC
11/02/2021 - 03/31/2022
LAZARD MIDDLE MARKET LLC (CHARLOTTE NC)
NC
05/04/2015 - 08/03/2021
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
NY
11/20/2014 - 04/13/2015
BMO CAPITAL MARKETS CORP. (NEW YORK NY)
NC
09/27/2012 - 11/21/2014
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
BC
Issued 09/29/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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