Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ashaki? Claim Your ProfileAshaki Soyini Caquias is an investment advisor representative with Fidelity Personal and Workplace Advisors. Ashaki Caquias has been in the industry since August 5, 2015, and holds the Series 7, Series 6, Series 63, and Series 66 licenses. Ashaki Caquias has been registered in New Jersey since July 19, 2023, and Pennsylvania since July 19, 2023. Ashaki Caquias is also registered in Texas since July 19, 2023. Ashaki Caquias has worked at Fidelity Personal and Workplace Advisors since May 2023. Previously, Ashaki Caquias worked at J.P. MORGAN SECURITIES LLC from April 2016 to May 11, 2023, and CHASE INVESTMENT SERVICES CORP from January 18, 2010 to January 14, 2011. Ashaki Caquias also owns two small businesses: Simply Blended Cupcakes, and Soyini Inc. Ashaki Caquias is a Registered Representative with FINRA and is registered to provide investment advice in the following states: Arizona, California, Connecticut, Delaware, Florida, Illinois, Massachusetts, Nevada, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Texas, Vermont, Virginia, and Washington. Ashaki Caquias specializes in providing financial planning, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals. Ashaki Caquias is committed to helping their clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
10/02/2023 - Present
Fidelity Personal AND Workplace Advisors (PARAMUS NJ)
NJ
05/27/2016 - 05/11/2023
J.P. MORGAN SECURITIES LLC (Phillipsburg NJ)
NY
01/18/2010 - 01/14/2011
CHASE INVESTMENT SERVICES CORP. (SAINT ALBANS NY)
BOTH
Issued 06/01/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/10/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/10/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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