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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Asha? Claim Your ProfileAsha Goldstein is an investment advisor representative associated with Vivaldi Capital Management LP. Asha holds Series 7, 63, and 66 licenses. Asha has been in the securities industry since 2004. Asha has a background in both the financial services and investment industries. Asha is a Certified Financial Planner and has extensive experience working with high-net-worth individuals, pension and profit-sharing plans, and pooled investment vehicles. Asha has worked with a variety of clients, including both individuals and institutions, and has a proven track record of success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
IL
12/26/2018 - Present
Vivaldi Capital Management LP (CHICAGO IL)
IL
05/29/2007 - 07/08/2011
CITIGROUP GLOBAL MARKETS INC. (CHICAGO IL)
IL
01/01/2004 - 05/29/2007
CITICORP INVESTMENT SERVICES (CHICAGO IL)
BOTH
Issued 09/06/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/16/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/23/2003
Series 7 - General Securities Representative Examination
Active
Inactive
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