Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Asha? Claim Your ProfileAsha Jain has been a registered financial professional since 1987. Currently, Asha is an Investment Advisor Representative at Stratos Wealth Partners, Ltd. in Scottsdale, Arizona. Asha has experience working with a range of clients, including individuals, corporations, insurance companies, charitable organizations, and pension and profit-sharing plans. Asha offers portfolio management, financial planning, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets under management with third party managers
1
2
AZ
11/10/2016 - Present
Stratos Wealth Partners, Ltd. (SCOTTSDALE AZ)
AZ
05/11/1998 - 11/11/2016
WELLS FARGO ADVISORS, LLC (SCOTTSDALE AZ)
TX
04/25/1994 - 05/11/1998
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
IA
10/02/1990 - 04/28/1994
DICKINSON & CO. (DES MOINES IA)
NY
05/17/1989 - 08/31/1990
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
05/21/1987 - 06/14/1989
THE STUART-JAMES COMPANY, INCORPORATED
IA
Issued 05/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/06/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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