Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Asefa? Claim Your ProfileAsefa Negash Woldu is a financial professional with over 9 years of experience in the industry. Asefa is currently registered with Vanguard Marketing Corp. and is licensed in 53 states, including North Carolina, where Asefa is located. Asefa holds Series 7, Series 63, and SIE licenses, demonstrating Asefa's commitment to providing comprehensive financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
07/19/2013 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
BC
Issued 06/05/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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