Unclaimed
Aseem Khurana is a registered investment advisor associated with Houlihan Lokey Capital, Inc. Aseem has been in the securities industry for less than a year. Aseem is registered with the state of California and holds the following securities licenses: Series 63, Series 79TO and SIE. Aseem is located in Los Angeles, CA and has a branch office at 10250 Constellation Boulevard, 5TH FLOOR in Century City, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
08/08/2023 - Present
Houlihan Lokey Capital, Inc. (LOS ANGELES CA)
BC
Issued 08/14/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/08/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/26/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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