Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Asante? Claim Your ProfileAsante Smalling is an investment advisor representative with Alliancebernstein LP. Asante has been in the industry since December 6, 2016 and is licensed in Florida and New York. Asante previously worked at UBS Financial Services Inc., Janney Montgomery Scott LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Asante holds the Series 7, 9, 10, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
05/10/2022 - Present
Alliancebernstein LP (NEW YORK NY)
NJ
03/31/2021 - 04/22/2022
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
FL
06/19/2018 - 03/15/2021
JANNEY MONTGOMERY SCOTT LLC (PONTE VEDRA BEACH FL)
FL
06/21/2016 - 02/01/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
IA
Issued 01/31/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/19/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/12/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/01/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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