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Asami Oikawa

Ares Management Capital Markets LLC

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About Asami Oikawa

Asami Oikawa is a registered representative with Ares Management Capital Markets LLC, a firm headquartered in New York, New York. Asami has been in the securities industry since July 8, 2021 and is licensed to sell securities in New York. Asami has a Series 7TO, Series 57TO and Series 63 licenses.

Firm Information

Asami Oikawa is currently registered with Ares Management Capital Markets LLC. Ares Management Capital Markets LLC is a Limited Liability Company formed in January 2012. They are registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

91

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Asami Oikawa’s Registration & Firm History

NY

10/14/2022 - Present

Ares Management Capital Markets LLC (NEW YORK NY)

NY

06/23/2021 - 09/27/2022

MIZUHO SECURITIES USA LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/23/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/13/2021

Series 57TO - Securities Trader Exam

BC

Issued 06/23/2021

Series 7TO - General Securities Representative Examination

BC

Issued 03/31/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Asami Oikawa.
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