Unclaimed
Asami Oikawa is a registered representative with Ares Management Capital Markets LLC, a firm headquartered in New York, New York. Asami has been in the securities industry since July 8, 2021 and is licensed to sell securities in New York. Asami has a Series 7TO, Series 57TO and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/14/2022 - Present
Ares Management Capital Markets LLC (NEW YORK NY)
NY
06/23/2021 - 09/27/2022
MIZUHO SECURITIES USA LLC (NEW YORK NY)
BC
Issued 04/23/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/13/2021
Series 57TO - Securities Trader Exam
BC
Issued 06/23/2021
Series 7TO - General Securities Representative Examination
BC
Issued 03/31/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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