Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Asahia? Claim Your ProfileAsahia Smith is a financial advisor with over eight years of experience in the industry. Asahia is registered with TIAA-CREF Individual & Institutional Services, LLC and is licensed in 51 states as well as the District of Columbia. Asahia's current employer is TIAA-CREF Individual & Institutional Services, LLC, located in Lewisville, TX. Previously, Asahia was employed by Empower Financial Services, Inc., PNC Investments, and Wells Fargo Clearing Services, LLC. Asahia Smith holds licenses including Series 7, Series 63, Series 66, and the SIE. Asahia specializes in providing financial advice to individuals, charitable organizations, and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
TX
06/10/2024 - Present
Tiaa-Cref Individual & Institutional Services, LLC (Lewisville TX)
CO
01/19/2022 - 05/21/2024
EMPOWER FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
NC
05/17/2019 - 10/29/2021
PNC INVESTMENTS (CHARLOTTE NC)
NC
02/22/2018 - 05/07/2019
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
NC
06/11/2015 - 07/18/2017
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
NC
01/09/2014 - 03/14/2014
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
BOTH
Issued 04/12/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/25/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/06/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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