Unclaimed
Asad Rahman Khan is a registered representative with Citigroup Global Markets Inc., a firm with over $50 billion in assets under management. Asad Rahman Khan has been in the industry since 2000 and has held previous positions at Deutsche Bank Securities Inc., Goldman, Sachs & Co., Calyon Securities (USA) Inc, Prudential Securities Incorporated, and Salomon Brothers Inc. Asad Rahman Khan holds the Series 63, SIE, Series 55, and Series 7 licenses and is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
08/20/2014 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
NY
01/08/2010 - 02/01/2012
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
04/26/2007 - 04/02/2009
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
04/10/2001 - 06/13/2005
CALYON SECURITIES (USA) INC (NEW YORK NY)
NY
07/29/1996 - 03/07/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
09/30/1994 - 07/19/1996
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 10/27/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/29/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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