Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Asad? Claim Your ProfileAsad Kazim is a financial professional who has been active in the industry since January 16, 2011. Currently, Asad Kazim is registered with RBC Capital Markets, LLC and is licensed in New York and Massachusetts. Asad Kazim holds the Series 63, Series 79, SIE, and Series 24 licenses. Asad Kazim has experience working with clients such as insurance companies, charitable organizations, high net worth individuals, pension and profit sharing plans, corporations or other businesses, and individuals other than high net worth. Asad Kazim has previously worked with UBS Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
11/27/2018 - Present
RBC Capital Markets, LLC (NEW YORK NY)
NY
11/05/2010 - 09/14/2018
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 11/11/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/12/2019
Series 24 - General Securities Principal Examination
BC
Issued 09/14/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2010
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Asad Kazim is the right advisor for you? Invested Better is here to help.
