Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Asad? Claim Your ProfileAsad Naqvi is a financial professional with experience in the securities industry. Asad holds Series 7TO, Series 63, and SIE licenses. Asad is currently registered with Drivewealth, LLC and has been in the industry since 2020. Asad previously worked at UBS Securities LLC. Asad is licensed in New York and New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/01/2022 - Present
Drivewealth, LLC (New York NY)
NY
10/02/2020 - 04/26/2022
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 10/23/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/02/2020
Series 7TO - General Securities Representative Examination
BC
Issued 08/07/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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