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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Asa? Claim Your ProfileAsa Wesley Graves is a registered investment advisor representative with Graves Light Lenhart. Asa has been in the financial services industry for over 30 years and has held a number of roles at firms such as WELLS FARGO CLEARING SERVICES, LLC and FIRST UNION CAPITAL MARKETS CORP. Asa is a licensed agent and a registered representative and has a strong track record of success in providing financial advice to a wide range of clients. Asa is a specialist in financial planning, pension consulting, and portfolio management. Asa has a particular focus on working with charitable organizations, high-net-worth individuals, and pension and profit-sharing plans. Asa's firm, Graves Light Lenhart, is a Registered Investment Advisor based in Harrisonburg, Virginia. Graves Light Lenhart provides a variety of financial services, including investment advisory services, financial planning, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
VA
09/04/2018 - Present
Graves Light Lenhart (HARRISONBURG VA)
VA
10/01/1999 - 09/05/2018
WELLS FARGO CLEARING SERVICES, LLC (HARRISONBURG VA)
NC
12/23/1971 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NA
03/21/1968 - 03/02/1972
BRANCH CABELL AND CO
IA
Issued 03/18/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/01/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/25/1980
Series 4 - Registered Options Principal Examination
BC
Issued 12/28/1976
Series 40 - Registered Principal Examination
BC
Issued 09/05/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/1977
PC - AMEX Put and Call Exam
BC
Issued 03/20/1968
Series 1 - Registered Representative Examination
Active
Inactive
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