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Asa Wesley Graves

Graves Light Lenhart

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About Asa Wesley Graves

Asa Graves is an investment advisor representative registered with the state of Virginia. Asa is currently employed by Graves Light Lenhart, a firm based in Harrisonburg, Virginia. Asa has been in the industry since 1994. Asa has passed the Uniform Investment Adviser Law Examination and the General Securities Representative Examination. Asa is a Chartered Financial Analyst. Asa is active in the financial industry and has worked for several well-known companies, including Wells Fargo Clearing Services, LLC and Wachovia Securities, Inc.

Firm Information

Asa Graves is currently registered with Graves Light Lenhart. Graves Light Lenhart is a privately held Registered Investment Advisor (RIA) firm based in Harrisonburg, Virginia. They provide investment management services to individuals, families, and institutions. Their services include financial planning, pension consulting, and portfolio management. The firm manages approximately $1.09 billion in assets.
Graves Light Lenhart

100 SOUTH MASON STREET

HARRISONBURG, VA 22801

$1.09B

Assets Under Management

Not reported

Total Clients

6

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Asa Graves’s Registration & Firm History

VA

08/31/2018 - Present

Graves Light Lenhart (HARRISONBURG VA)

VA

05/09/2003 - 09/05/2018

WELLS FARGO CLEARING SERVICES, LLC (HARRISONBURG VA)

MO

10/01/1999 - 11/07/2002

WACHOVIA SECURITIES, INC. (ST. LOUIS MO)

NC

03/04/1994 - 10/01/1999

FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 08/29/2001

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 01/14/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/05/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/03/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Asa Wesley Graves.
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