Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Asa? Claim Your ProfileAsa L. Beach is an active broker and a registered representative with J.p. Morgan Securities LLC, with registration starting on November 10, 2021. Asa has been in the industry since July 26, 1997. Prior to working at J.p. Morgan Securities LLC, Asa worked at Tullett Prebon Financial Services LLC, Liquidnet, Inc., Imperial Capital, LLC, Janney Montgomery Scott LLC, SunTrust Robinson Humphrey, Inc., Gleacher & Company Securities, Inc., HSBC Securities (USA) Inc., Citigroup Global Markets Inc. and Salomon Brothers Inc. Asa is licensed in 53 states and is qualified to provide specialized services in various areas including securities, futures, options, mutual funds, and variable annuities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
11/10/2021 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
08/05/2021 - 09/20/2021
TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)
NY
04/27/2015 - 09/20/2021
LIQUIDNET, INC. (NEW YORK NY)
NY
01/12/2015 - 03/11/2015
IMPERIAL CAPITAL, LLC (NEW YORK NY)
NY
09/24/2012 - 01/13/2015
JANNEY MONTGOMERY SCOTT LLC (NEW YORK NY)
NY
08/04/2010 - 08/29/2012
SUNTRUST ROBINSON HUMPHREY, INC. (NEW YORK NY)
NY
06/16/2008 - 07/21/2010
GLEACHER & COMPANY SECURITIES, INC. (NEW YORK NY)
IL
03/02/2004 - 12/03/2007
HSBC SECURITIES (USA) INC. (CHICAGO IL)
NY
11/28/1997 - 02/20/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
08/22/1996 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 09/09/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/1998
Series 3 - National Commodity Futures Examination
BC
Issued 08/21/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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