Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Asa? Claim Your ProfileAsa Hodrick is a financial professional registered with Northwestern Mutual Investment Services, LLC. Asa has been in the industry for over 2 years. Asa is licensed to provide investment advice in Ohio, Kentucky and Nevada. Asa is a Series 63, 65, 7 and SIE licensed professional. Asa has passed all the necessary examinations to practice financial advisory activities and is approved by FINRA and the states mentioned above. Asa is an active member of the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
OH
08/09/2024 - Present
Northwestern Mutual Investment Services, LLC (CANTON OH)
BC
Issued 04/26/2024
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/30/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/12/2024
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/2024
Series 7TO - General Securities Representative Examination
Active
Inactive
F
FINRA
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