Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Asa? Claim Your ProfileAsa Cort is an investment advisor representative at Janney Montgomery Scott LLC. Asa Cort has been in the securities industry since July 21, 2013. Asa Cort is registered to provide investment advice in Connecticut. Asa Cort holds Series 6, Series 63, Series 65 and Series 7TO licenses. Asa Cort has previously been employed at People's Securities, Inc., PRUCO SECURITIES, LLC., P.J. ROBB VARIABLE CORPORATION, and SIGNATOR INVESTORS, INC. .
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
CT
03/03/2020 - Present
Janney Montgomery Scott LLC (NEW HAVEN CT)
CT
05/10/2017 - 09/11/2018
PEOPLE'S SECURITIES, INC. (BRIDGEPORT CT)
CT
05/04/2015 - 11/29/2016
PRUCO SECURITIES, LLC. (HARTFORD CT)
CT
04/17/2013 - 04/10/2015
P.J. ROBB VARIABLE CORPORATION (FARMINGTON CT)
CT
09/08/2011 - 01/08/2013
SIGNATOR INVESTORS, INC. (ROCKY HILL CT)
IA
Issued 03/02/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/07/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/10/2021
Series 7TO - General Securities Representative Examination
BC
Issued 09/11/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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