Unclaimed
Asa Anderson Cottrell is a financial advisor with over 28 years of experience in the financial services industry. Asa is currently registered with Arvest Wealth Management and holds a Series 7, Series 63, Series 24, and Series 31 license. Asa is also a Certified Financial Planner. Asa's previous experience includes positions with NATIONSSECURITIES and DEAN WITTER REYNOLDS INC. Asa is registered in Arkansas, Kansas, Missouri, and Oklahoma. Asa specializes in providing financial planning, portfolio management, and pension consulting services to individuals, corporations, and charitable organizations. Asa is dedicated to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AR
07/20/1999 - Present
Arvest Wealth Management (Little Rock AR)
NA
07/06/1993 - 05/06/1994
NATIONSSECURITIES
NY
07/23/1991 - 07/06/1993
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 05/14/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/18/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/28/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 07/22/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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