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Aryan Gautam

Fidelity Brokerage Services LLC

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About Aryan Gautam

Aryan Gautam is a financial professional with Fidelity Brokerage Services LLC. Aryan has been in the financial industry since 2023. Aryan is registered with FINRA and holds the Series 7, Series 63, and SIE licenses. Aryan is registered in 53 states and the District of Columbia, including Rhode Island, where Aryan is based.

Firm Information

Aryan Gautam is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Aryan Gautam’s Registration & Firm History

RI

12/13/2023 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

NY

08/25/2023 - 09/27/2023

EQUITABLE ADVISORS, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/08/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/25/2023

Series 7TO - General Securities Representative Examination

BC

Issued 02/21/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Aryan Gautam.
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