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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arvind? Claim Your ProfileArvind Mathur is a financial advisor registered with Wells Fargo Clearing Services, LLC. Arvind has been in the financial services industry since February 12, 2000. Arvind is registered in 23 states, including Pennsylvania, California, Florida, New York, and Texas. Arvind is also registered with FINRA. Arvind has a Series 66, Series 7, Series 31, and SIE licenses. In addition to providing financial advice to individuals and businesses, Arvind also provides investment consulting services to institutional clients. Arvind has experience in various areas, including financial planning, pension consulting, selection of other advisors, and portfolio management for businesses and individuals. Arvind previously worked at Morgan Stanley DW Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Arvind is also a landlord for rental property in Allentown, PA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
10/17/2005 - Present
Wells Fargo Clearing Services, LLC (WHITEHALL PA)
NY
05/09/2001 - 08/29/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
01/02/2000 - 05/23/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 02/02/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 12/27/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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