Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arvind? Claim Your ProfileArvind Anil Ramnani is a financial professional with over a decade of experience in the industry. Arvind has held positions at several prominent firms, including KeyBanc Capital Markets Inc., Gordon, Haskett Capital Corporation, and BNP Paribas Securities Corp. Currently, Arvind is registered with Piper Sandler & Co. as a registered representative. Arvind holds the Series 7, Series 63, Series 86, and Series 87 licenses. Arvind has a strong background in financial analysis and investment research, and is committed to providing clients with high-quality investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
03/16/2020 - Present
Piper Sandler & Co. (MINNEAPOLIS MN)
OR
05/03/2016 - 03/13/2020
KEYBANC CAPITAL MARKETS INC. (PORTLAND OR)
NY
07/16/2015 - 04/18/2016
GORDON, HASKETT CAPITAL CORPORATION (NEW YORK NY)
NY
03/09/2015 - 07/13/2015
IRC SECURITIES LLC (NEW YORK NY)
NY
05/15/2014 - 02/23/2015
CV BROKERAGE, INC (NEW YORK NY)
NY
04/23/2013 - 12/02/2013
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
07/30/2012 - 02/13/2013
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
06/28/2010 - 04/11/2012
UBS SECURITIES LLC (NEW YORK NY)
NY
07/07/2009 - 04/16/2010
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
NY
07/30/2007 - 04/17/2009
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BC
Issued 09/13/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/2007
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 09/27/2007
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 07/27/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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