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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arvin? Claim Your ProfileArvin Dixon Braden is a financial advisor with Raymond James & Associates, Inc. Arvin has been in the financial services industry since 1998. Arvin has extensive experience in securities, investment company products, and variable contracts. Arvin is also a licensed Research Analyst, and holds the Series 63, 7, 6, 55, 86, and 87 licenses. Prior to joining Raymond James & Associates, Inc. Arvin worked at ALPS DISTRIBUTORS, INC. and MORGAN KEEGAN & COMPANY, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/28/2024 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
TN
04/01/2014 - 02/29/2024
ALPS DISTRIBUTORS, INC. (Memphis TN)
TN
04/02/2012 - 04/20/2012
RAYMOND JAMES & ASSOCIATES, INC. (MEMPHIS TN)
TN
05/29/2002 - 04/02/2012
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
TN
07/24/1998 - 06/22/2001
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
KS
06/17/1998 - 08/06/1998
WADDELL & REED, INC. (OVERLAND PARK KS)
BC
Issued 06/12/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/2011
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 05/31/2011
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 02/11/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/15/2000
Series 7 - General Securities Representative Examination
BC
Issued 06/15/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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