Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arvie? Claim Your ProfileArvie Allison is a financial advisor with over 30 years of experience in the financial services industry. Arvie has been registered with Wells Fargo Clearing Services, LLC since 2012. Arvie has previously worked with Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc.. Arvie is registered with the Securities and Exchange Commission and holds Series 31, 7, 63 and 65 licenses. Arvie is also a registered representative of the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
02/17/2012 - Present
Wells Fargo Clearing Services, LLC (PEORIA AZ)
AZ
06/01/2009 - 02/27/2012
MORGAN STANLEY SMITH BARNEY (SURPRISE AZ)
AZ
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SURPRISE AZ)
AZ
04/20/1993 - 04/02/2007
MORGAN STANLEY DW INC. (SURPRISE AZ)
IA
Issued 08/25/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/22/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 04/19/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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