Unclaimed
Arup Das is a registered investment advisor representative. Arup has been in the industry since 2011 and has been registered with Neuberger Berman BD LLC since 2018. Previously, Arup was registered with BARCLAYS CAPITAL INC. Arup Das is licensed in Florida, New Jersey, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
03/25/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
08/17/2011 - 11/20/2012
BARCLAYS CAPITAL INC. (NEW YORK NY)
BOTH
Issued 03/18/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/19/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2018
Series 7TO - General Securities Representative Examination
BC
Issued 12/19/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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