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Aruna Shankar

Fidelity Brokerage Services LLC

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About Aruna Shankar

Aruna Shankar is a registered representative with Fidelity Brokerage Services LLC. Aruna has 2 product exams, the Operations Professional Examination (Series 99TO) and the Securities Industry Essentials Examination (SIE).

Firm Information

Aruna Shankar is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Aruna Shankar’s Registration & Firm History

NC

09/30/2022 - Present

Fidelity Brokerage Services LLC (DURHAM NC)

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Licenses & Designations

BC

Issued 09/30/2022

Series 99TO - Operations Professional Examination

BC

Issued 07/15/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Aruna Shankar.
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