linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Arun Kumar Batavia

Finalis Securities LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Arun? Claim Your Profile

About Arun Kumar Batavia

Arun Kumar Batavia is a financial professional with over a decade of experience in the industry. Arun has held positions at several firms, including Stillpoint Capital, LLC and Corporate Finance Securities, Inc., where he gained valuable experience in various financial markets. Arun's expertise spans investment banking, operations, and private securities offerings. He is currently registered with Finalis Securities LLC, where he provides financial advisory services. Arun is committed to delivering personalized financial solutions to his clients.

Firm Information

Arun Batavia is currently registered with Finalis Securities LLC. Finalis Securities LLC is a Limited Liability Company formed in September 2019. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

337

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Arun Batavia’s Registration & Firm History

NY

01/05/2023 - Present

Finalis Securities LLC (New York NY)

NY

09/02/2020 - 10/01/2021

FINALIS SECURITIES LLC (NEW YORK NY)

FL

04/19/2017 - 03/31/2020

STILLPOINT CAPITAL, LLC (TAMPA FL)

FL

07/01/2015 - 10/31/2016

STILLPOINT CAPITAL, LLC (TAMPA FL)

CA

01/06/2010 - 05/15/2015

CORPORATE FINANCE SECURITIES, INC. (LAGUNA HILLS CA)

Not sure if Arun Kumar Batavia is right for you?

Licenses & Designations

BC

Issued 01/07/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/02/2010

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/04/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Arun Kumar Batavia.
Not sure if Arun Kumar Batavia is right for you?