Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arun? Claim Your ProfileArun Kumar Bansal is a financial professional with over 20 years of experience in the industry. Arun has a strong background in investment banking and securities, holding Series 7, 10, 24, 63, 79, and SIE licenses. Arun is currently registered with SG Americas Securities, LLC, and previously held positions with Citigroup Global Markets Inc., Towers Watson Capital Markets Inc., and UBS Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/02/2018 - Present
SG Americas Securities, LLC (NEW YORK NY)
NY
07/06/2010 - 05/24/2018
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
PA
02/25/2009 - 06/28/2010
TOWERS WATSON CAPITAL MARKETS INC. (PHILADELPHIA PA)
CT
05/19/2003 - 01/14/2009
UBS SECURITIES LLC (STAMFORD CT)
NY
09/01/1998 - 05/22/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
01/06/1998 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 02/20/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/17/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/2018
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 01/05/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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