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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arturo? Claim Your ProfileArturo Y Ramirez is an active advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., registered in California and Texas. Arturo has been in the industry since 2016, holding both Broker-Dealer and Investment Advisor registrations. Arturo's primary registration category is as a Registered Representative (RA) and has a Series 7TO, Series 66 and a SIE. Arturo is also registered in 53 states and territories for broker-dealer activities and in two states as an Investment Advisor Representative. Arturo specializes in providing financial services to high-net-worth individuals, corporations, charitable organizations, and other business entities. Arturo is part of a team at Merrill Lynch, Pierce, Fenner & Smith Inc. that manages more than $1 trillion in assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/03/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (RIVERSIDE CA)
BOTH
Issued 04/19/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/21/2022
Series 7TO - General Securities Representative Examination
BC
Issued 09/11/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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